December 4, 2020
SBIA letter addresses proposed amendments to AFFE rule.
October 15, 2020
SBIA analysis of the SEC's final rule regarding the definition of an “accredited investor”.
October 14, 2020
Summary of SEC Roundtable sessions on how the COVID-19 economic shock reverberated through the credit markets.
August 28, 2020
Summary of SEC operational response to COVID-19.
June 18, 2020
Summary of annual SEC small business forum, including recommended changes to the capital raising framework.
March 16, 2020
SBIA submitted comments on amending the definition of an “accredited investor”.
February 7, 2020
SBIA comments to SEC on rules governing certain investment advisor advertisement and payments to solicitors under the Investment Advisors Act of 1940.