Public Policy

SEC’s Proposed Amendments on “AFFE Rule”

December 4, 2020

December 4, 2020 Vanessa Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SEC File No. S7-09-20; Release Nos. 33-10814; 34-89478; IC-33963: SBIA Comments on Tailored Shareholder Reports, Treatment of...


SBIA Analysis: SEC’s Final “Accredited Investor” Rule

October 15, 2020

As noticed in the Federal Register, the SEC’s final rule regarding the definition of an “accredited investor” will become effective on December 8th.   The rule expands the criteria required for an investor to be deemed...