Public Policy

1061 Carried Interest Regulations

January 7, 2021

Publication of Final Rule The IRS on January 7, 2021, submitted for official publication final regulations regarding Section 1061 of the Internal Revenue Code (26 U.S.C. 1061) on the tax treatment of certain partnership interests (i.e.,...

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SEC’s Proposed Amendments on “AFFE Rule”

December 4, 2020

December 4, 2020 Vanessa Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SEC File No. S7-09-20; Release Nos. 33-10814; 34-89478; IC-33963: SBIA Comments on Tailored Shareholder Reports, Treatment of...

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SBIA Comment Letter on Amending the “Accredited Investor Definition”

March 16, 2020

The Small Business Investor Alliance (“SBIA”) appreciates the opportunity to comment on the rule proposal issued by the Securities and Exchange Commission (“SEC” or “Commission”) to amend the definition of an “accredited investor” under Rule...

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SBIA Comment Letter on Proposed Rule on Investment Advisor Advertisements and Solicitations

February 7, 2020

The Small Business Investor Alliance (“SBIA”) appreciates the opportunity to comment on the U.S. Securities and Exchange Commission’s (“SEC”) proposed amendments to rules governing certain investment advisor advertisement and payments to solicitors under the Investment...

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