Comment Letters & Testimony

SEC Report: 2020 Small Business Forum Recommendations

June 18, 2020

Summary of annual SEC small business forum, including recommended changes to the capital raising framework.

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Congressional Testimony by SBIA President Brett Palmer

May 26, 2020

Testimony to House Financial Services Committee re: COVID-19's Impact on U.S. capital markets.

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Joint letter re: lending facilities established by CARES Act

April 10, 2020

Joint letter re: implementation of lending facilities and programs established in response to COVID-19.

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SBIA Comment Letter: Proposed Revisions to Restrictions on Proprietary Trading

April 1, 2020

SBIA submitted comments re: the proposed amendment of section 13 of the Bank Holding Company Act of 1958.

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SBIA letter re: PPP implementation (Affiliation Waiver)

April 1, 2020

SBIA recommendation regarding waiver of the SBA 7(a) loan program’s affiliation rules under the Paycheck Protection Program.

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SBIA Survey: Impact of COVID-19 on Small Businesses

March 21, 2020

SBIA surveyed the small business portfolios of Small Business Investment Companies to measure COVID-19's impact on operations and employment.

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SBIA Comment Letter: “Accredited Investor Definition”

March 16, 2020

SBIA submitted comments on amending the definition of an “accredited investor”.

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SBIA Comment Letter: Investment Advisor Ads and Solicitations

February 7, 2020

SBIA comments to SEC on rules governing certain investment advisor advertisement and payments to solicitors under the Investment Advisors Act of 1940.

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