Public Policy

SBIA Analysis: SEC’s Final “Accredited Investor” Rule

October 15, 2020

As noticed in the Federal Register, the SEC’s final rule regarding the definition of an “accredited investor” will become effective on December 8th.   The rule expands the criteria required for an investor to be deemed...

LEARN MORE

Mindset Memo: SEC Roundtable on Interconnectedness and Risk in U.S. Credit Markets

October 14, 2020

On October 14, the Securities and Exchange Commission hosted a Roundtable to discuss issues raised in the report, “Interconnectedness and Risk in U.S. Credit Markets”. In the U.S. credit markets, banking and non-banking entities and intermediaries...

LEARN MORE

SEC Report: Coronavirus (COVID-19) Response

August 28, 2020

Visit the U.S. SEC's summary of operational initiatives, market-focused actions, guidance and targeted assistance and relief, investor protection efforts and other work of the agency in response to the effects of COVID-19.

LEARN MORE

Congressional Testimony by SBIA Member Vince Foster re: Main Street Lending Program

August 7, 2020

Thank you for inviting me today to testify on the state of the Federal Reserve’s Main Street Lending Program. I’m Vince Foster, Executive Chairman of Main Street Capital. Main Street Capital is an active member...

LEARN MORE

SEC Report: 2020 Small Business Forum Recommendations

June 18, 2020

In the pages that follow, you will find a summary of this year’s Forum, including recommendations developed by Forum participants for changes needed to the capital raising framework. In converting to an all-virtual environment, we...

LEARN MORE

Congressional Testimony by SBIA President Brett Palmer on Impacts of the COVID-19 Pandemic on U.S. Capital Markets

May 26, 2020

Brett Palmer, President, Small Business Investor Alliance, provides testimony at U.S. House Committee on Financial Services Roundtable on Examining the Impacts of the COVID-19 Pandemic on U.S. Capital Markets.

LEARN MORE
Next Page
1
2
3