Comment Letters & Testimony

Final Rule: 1061 Carried Interest Regulations

January 7, 2021

Final rule incorporates several of SBIA’s key recommendations.

LEARN MORE

SBIA Comment Letter: Proposed AFFE Amendments

December 4, 2020

SBIA letter addresses proposed amendments to AFFE rule.

LEARN MORE

SBIA Comment Letter: Coinvestment Transactions

December 4, 2020

SBIA requests extension of exemptive relief for certain business development company (BDC) coinvestment transactions.

LEARN MORE

SBIA Comment Letter: Proposed Revisions to Restrictions on Proprietary Trading

April 1, 2020

SBIA submitted comments re: the proposed amendment of section 13 of the Bank Holding Company Act of 1958.

LEARN MORE

SBIA Comment Letter: “Accredited Investor Definition”

March 16, 2020

SBIA submitted comments on amending the definition of an “accredited investor”.

LEARN MORE

SBIA Comment Letter: Investment Advisor Ads and Solicitations

February 7, 2020

SBIA comments to SEC on rules governing certain investment advisor advertisement and payments to solicitors under the Investment Advisors Act of 1940.

LEARN MORE