Comment Letters & Testimony

SBIA Comment Letter: “Accredited Investor Definition”

March 16, 2020

SBIA submitted comments on amending the definition of an “accredited investor”.

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SBIA Comment Letter: Investment Advisor Ads and Solicitations

February 7, 2020

SBIA comments to SEC on rules governing certain investment advisor advertisement and payments to solicitors under the Investment Advisors Act of 1940.

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Congressional Testimony by SBIA President Brett Palmer

November 19, 2019

Testimony before the U.S. House Financial Services Committee examining the Practices of Private Equity Funds.

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