SBIA Comment Letter on Proposed Revisions to Restrictions on Proprietary Trading by Federal Banking Regulators

The Honorable Joseph M. Otting, Comptroller
Office of the Comptroller of the Currency (OCC)
400 7th Street SW, Suite 3E–218
Washington, DC 20219

RE: Proposed Revisions to Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds (Docket ID OCC–2020–0002)1

Dear Comptroller Otting:

On behalf of its membership, the Small Business Investor Alliance (“SBIA”) is pleased to submit the following comments in response to the above-referenced joint notice of proposed rulemaking by federal banking regulators to amend section 13 of the Bank Holding Company Act of 1958, as amended (the “Act”).

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