News & Press

Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 (File No. S7-19-19)

November 26, 2019

SBIA Comment Letter to: Ms. Vanessa Countryman Secretary U.S. Securities and Exchange Commission Re: Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 (File No. S7-19-19) development companies (BDCs) Dear...

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Application of acquired fund fees and expenses (AFFE) rule to business development companies (BDCs)

November 14, 2019

SBIA Comment Letter to: Chairman Jay Clayton U.S. Securities and Exchange Commission November 14, 2019 Re: Application of acquired fund fees and expenses (AFFE) rule to business development companies (BDCs) Dear Chairman Clayton: The Small...

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Opportunity Zone Program Hearing Record Submission

October 21, 2019

SBIA Comment Letter to: House Small Business Committee Subcommittee on Economic Growth, Tax and Capital Access October 21, 2019 Opportunity Zone Program Hearing Record Submission On behalf of its membership, the Small Business Investor Alliance...

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SBIA Comments on the SEC Concept Release on Harmonization of Securities Offering Exemptions

September 25, 2019

Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-0609 September 25, 2019 Re: File No. S7-08-19: SBIA Comments on the SEC Concept Release on Harmonization of Securities Offering Exemptions...

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Investing in Qualified Opportunity Funds (QOFs)

July 1, 2019

SBIA Comment Letter to: U.S. Department of the Treasury Internal Revenue Service July 1, 2019 Investing in Qualified Opportunity Funds (QOFs) On behalf of its membership, the Small Business Investor Alliance (“SBIA”) is pleased to...

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SEC File No. S7-27-18: SBIA Comments on the Proposed Rule regarding Fund of Funds Arrangements

April 30, 2019

SBIA Comment Letter to: Brent J. Fields Secretary U.S. Securities and Exchange Commission April 30, 2019 Re: SEC File No. S7-27-18: SBIA Comments on the Proposed Rule regarding Fund of Funds Arrangements Dear Mr. Fields:...

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